Our independent business model ensures we have the autonomy and discretion to put you at the center of all investment strategies and business decisions. Just as we stand behind you to help you pursue your financial dreams, we have teams standing behind us supporting our business. They also strengthen our relationship with you by providing the resources we need to offer superior service.
We'd like you to know who these organizations are and why we’ve chosen to work with them. While the organizations behind us play important roles in serving your needs, the most important relationship we have is undoubtedly with you. If you'd like more information about them, don’t hesitate to ask.
We’re affiliated with Cetera Advisors, one of the premier broker-dealers in the industry. They’re responsible for executing trades on your behalf.
Like all broker-dealers, they must undergo regular auditing, and are required to meet specific net capital requirements to ensure they can meet obligations to investors like you.
Cetera Advisors is part of Cetera Financial Group, an industry-leading network of independently managed broker-dealers.
Cetera’s broker-dealers deliver award-winning advisory products and solutions, and sophisticated trading and technology platforms across all 50 states.
Serves as the IRA custodian on individual retirement accounts (IRAs), responsible for tax reporting and administering IRAs for certain accounts.
Cetera Investment Services is an affiliate of Cetera Advisors, providing brokerage and other services to its own clients in addition to providing IRA custodial services to Cetera Advisors’ clients.
While a broker-dealer helps supervise and facilitate the trading that converts your money into invested assets, those assets are held by a custodian.
Cetera Advisors works with Pershing LLC to custody investor assets in brokerage accounts and advisory accounts. Pershing is a subsidiary of the Bank of New York Mellon Corporation, which is the nation’s oldest continuously operating bank and one of the world’s leading providers of securities services.