We’re affiliated with Cetera Advisors, one of the premier broker-dealers in the industry. They’re responsible for executing trades on your behalf.
Like all broker-dealers, they must undergo regular auditing, and are required to meet specific net capital requirements to ensure they can meet obligations to investors like you.
Cetera Advisors is part of Cetera Financial Group, an industry-leading network of independently managed broker-dealers.
Cetera’s broker-dealers deliver award-winning advisory products and solutions, and sophisticated trading and technology platforms across all 50 states.
Serves as the IRA custodian on individual retirement accounts (IRAs), responsible for tax reporting and administering IRAs for certain accounts.
Cetera Investment Services is an affiliate of Cetera Advisors, providing brokerage and other services to its own clients in addition to providing IRA custodial services to Cetera Advisors’ clients.
While a broker-dealer helps supervise and facilitate the trading that converts your money into invested assets, those assets are held by a custodian.